Hadrius

What is Hadrius?

Hadrius is an AI-native compliance platform for SEC- and FINRA-regulated financial firms that consolidates several compliance functions into one system of record.

Key capabilities of Hadrius

• Communications supervision: Monitors email, chat and social media with zero-retention AI.
• Marketing reviews: Approval workflows and disclosure consistency checks.
• Account surveillance: Monitors trades against restricted lists and blackout windows.
• People oversight: Personal trading, attestations and certifications.
• Testing program: Risk tracking and audit-ready reporting.
• Branches: Multi-location exam management and questionnaires.

How Hadrius works

Hadrius uses policy-as-code configuration and AI noise reduction, which the vendor says cuts false positives by 99%. It produces regulator-grade evidence with immutable audit trails meeting 17a-4 and WORM retention. A recently announced integration with the Claude Compliance API captures employee conversations from Claude Enterprise into the archive.

Who uses Hadrius?

RIAs, broker-dealers and fintechs. The vendor reports 500+ institutions including M1 Finance, BBVA, SmartAsset, Altruist and Mercury, managing more than $5T in combined assets.

Hadrius pricing

No pricing is published and a demo request is required. No free plan is listed.

Hadrius alternatives

Saifr is another AI compliance product for marketing review, and Auditoria.AI and Fiscal.ai target finance automation and research. Hadrius is specific to securities regulatory compliance.