Compliance Builder vs PATRIOT OFFICER vs Smart RIA
Description
Compliance Builder
Running a business can be complicated, especially when it comes to staying on top of regulations and internal policies. Compliance Builder is here to make that easier for you. Whether you're in financ... Read More
PATRIOT OFFICER
PATRIOT OFFICER is a comprehensive software solution designed for financial institutions to help them with regulatory compliance and risk management. The primary goal of this software is to ensure tha... Read More
Smart RIA
Starting and running a Registered Investment Advisor (RIA) firm is no small feat, and that's where Smart RIA comes in. Smart RIA is specially designed to help financial advisors and compliance officer... Read More
Contact Info
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+55 11 94253-1491
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Brazil
http://www.linkedin.com/company/compliance-builder
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Features
Data Management
Data Validation
Easy Data Entry
Reporting Tools
Scheduled Reports
Custom Reports
Audit Trail
Comprehensive Logs
User Activity Tracking
User Activity Monitoring
Detailed Log
Document Management
Version Control
Secure Access
Centralized Repository
Compliance Reporting
Scheduled Reports
Custom Reports
Training and Certification
Certification Tracking
Training Modules
Risk Management
Mitigation Plans
Risk Assessment Tools
Risk Assessment
Risk Scoring
Risk Monitoring
Customer Identification
Identity Verification
Watchlist Screening
Compliance Management
Regulatory Alerts
Audit Trails
Reporting and Analytics
Data Analytics
Dashboards and Reports
Transaction Monitoring
Real-Time Monitoring
Custom Rule Settings
Task Management
Progress Tracking
Automated Task Assignment
Compliance Management
Audit Preparation
Automated Compliance Tracking
Document Management
Data Security
Access Controls
Encryption
Client Management
Client Portal
Profile Management
Pricing
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Metrics History
Metrics History
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