Compliance Builder vs Smart RIA
Description
Compliance Builder
Running a business can be complicated, especially when it comes to staying on top of regulations and internal policies. Compliance Builder is here to make that easier for you. Whether you're in financ... Read More
Smart RIA
Starting and running a Registered Investment Advisor (RIA) firm is no small feat, and that's where Smart RIA comes in. Smart RIA is specially designed to help financial advisors and compliance officer... Read More
Contact Info
Year founded :
Not Available
+55 11 94253-1491
Not Available
Brazil
http://www.linkedin.com/company/compliance-builder
Year founded :
Not Available
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Features
Data Management
Data Validation
Easy Data Entry
Reporting Tools
Scheduled Reports
Custom Reports
Audit Trail
Comprehensive Logs
User Activity Tracking
User Activity Monitoring
Detailed Log
Document Management
Version Control
Secure Access
Centralized Repository
Compliance Reporting
Scheduled Reports
Custom Reports
Training and Certification
Certification Tracking
Training Modules
Risk Management
Mitigation Plans
Risk Assessment Tools
Task Management
Progress Tracking
Automated Task Assignment
Compliance Management
Audit Preparation
Automated Compliance Tracking
Document Management
Data Security
Access Controls
Encryption
Client Management
Client Portal
Profile Management
Pricing
Pricing Not Available
Pricing Not Available
Metrics History
Metrics History
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