SmartCompliance vs PATRIOT OFFICER vs Smart RIA

SmartCompliance

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PATRIOT OFFICER

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Smart RIA

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Description

SmartCompliance

SmartCompliance

SmartCompliance is a comprehensive software designed to simplify the complex world of regulatory compliance for businesses. Tailored for companies across a variety of industries, SmartCompliance eases... Read More
PATRIOT OFFICER

PATRIOT OFFICER

PATRIOT OFFICER is a comprehensive software solution designed for financial institutions to help them with regulatory compliance and risk management. The primary goal of this software is to ensure tha... Read More
Smart RIA

Smart RIA

Starting and running a Registered Investment Advisor (RIA) firm is no small feat, and that's where Smart RIA comes in. Smart RIA is specially designed to help financial advisors and compliance officer... Read More

Contact Info

Year founded :

2009

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United States

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Features

Efficient Document Management

Centralized Repository
Version Control

Compliance Training & Support

24/7 Customer Support
On-Demand Training

Automated Compliance Tracking

Real-Time Notification
Compliance Calendar

Intuitive User Interface

User-Friendly Dashboard
Customizable Views

Risk Assessment

Risk Scoring
Risk Monitoring

Customer Identification

Identity Verification
Watchlist Screening

Compliance Management

Regulatory Alerts
Audit Trails

Reporting and Analytics

Data Analytics
Dashboards and Reports

Transaction Monitoring

Real-Time Monitoring
Custom Rule Settings

Task Management

Progress Tracking
Automated Task Assignment

Compliance Management

Audit Preparation
Automated Compliance Tracking
Document Management

Data Security

Access Controls
Encryption

Client Management

Client Portal
Profile Management

Pricing

SmartCompliance logo

Pricing Not Available

PATRIOT OFFICER logo

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Smart RIA logo

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Metrics History

Metrics History

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