Ethicontrol vs PATRIOT OFFICER vs Smart RIA

Ethicontrol

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PATRIOT OFFICER

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Smart RIA

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Description

Ethicontrol

Ethicontrol

Ethicontrol is a user-friendly software designed to help companies handle reports around ethics and compliance more efficiently. It's a tool that streamlines the entire process of managing whistleblow... Read More
PATRIOT OFFICER

PATRIOT OFFICER

PATRIOT OFFICER is a comprehensive software solution designed for financial institutions to help them with regulatory compliance and risk management. The primary goal of this software is to ensure tha... Read More
Smart RIA

Smart RIA

Starting and running a Registered Investment Advisor (RIA) firm is no small feat, and that's where Smart RIA comes in. Smart RIA is specially designed to help financial advisors and compliance officer... Read More

Contact Info

Year founded :

2014

+372 668 2755

Not Available

Estonia

http://www.linkedin.com/company/ethicontrol

Year founded :

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Features

Incident Reporting and Management

Real-Time Notifications
Case Tracking
Anonymous Reporting

Data Security

Access Control
Regular Security Updates
Encryption

User Engagement and Training

Resource Library
Surveys and Feedback
Training Modules

Compliance and Audit

Policy Management
Audit Trails
Regulatory Compliance

Analytics and Reporting

Custom Reports
Dashboards
Data Export

Risk Assessment

Risk Scoring
Risk Monitoring

Customer Identification

Identity Verification
Watchlist Screening

Compliance Management

Regulatory Alerts
Audit Trails

Reporting and Analytics

Data Analytics
Dashboards and Reports

Transaction Monitoring

Real-Time Monitoring
Custom Rule Settings

Task Management

Progress Tracking
Automated Task Assignment

Compliance Management

Audit Preparation
Automated Compliance Tracking
Document Management

Data Security

Access Controls
Encryption

Client Management

Client Portal
Profile Management

Pricing

Ethicontrol logo

Pricing Not Available

PATRIOT OFFICER logo

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Smart RIA logo

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Metrics History

Metrics History

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