ComplianceMantra vs Smart RIA

ComplianceMantra

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Smart RIA

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Description

ComplianceMantra

ComplianceMantra

ComplianceMantra is a straightforward, easy-to-use software designed to simplify compliance management for businesses of all sizes. If you're worried about keeping up with regulations, managing risk, ... Read More
Smart RIA

Smart RIA

Starting and running a Registered Investment Advisor (RIA) firm is no small feat, and that's where Smart RIA comes in. Smart RIA is specially designed to help financial advisors and compliance officer... Read More

Contact Info

Year founded :

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+91 99227 69033

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India

http://www.linkedin.com/company/compliance-mantra

Year founded :

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Features

User-Friendly Interface

Help Center
Intuitive Design

Centralized Compliance Management

Unified Dashboard
Automated Reporting

Customizable Policy Templates

Pre-Built Templates
Policy Customization Tools

Active Compliance Monitoring

Continuous Monitoring
Real-Time Alerts

Training and Education

Online Training Modules
Regular Webinars

Audit Management

Comprehensive Reporting
Automated Scheduling
Centralized Documentation

Training and Awareness

Certification Management
Progress Tracking
Customizable Training Modules

Policy Management

Policy Creation Tools
Policy Version Control
Employee Acknowledgement

Incident Management

Incident Reporting
Real-time Notifications
Root Cause Analysis

Task Management

Progress Tracking
Automated Task Assignment

Compliance Management

Audit Preparation
Automated Compliance Tracking
Document Management

Data Security

Access Controls
Encryption

Client Management

Client Portal
Profile Management

Pricing

ComplianceMantra logo

Pricing Not Available

Smart RIA logo

Pricing Not Available

Metrics History

Metrics History

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